HIPAA Compliance & SOC 2 Certification

How SOAP Note Doctor protects your patient data through encryption, compliance, and secure infrastructure.

E
Emmanuel Sunday
7 min read
HIPAA Compliance & SOC 2 Certification
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Security and Compliance at SOAP Note Doctor

When you're dealing with patient data, security isn't optional. It's everything. SOAP Note Doctor is built from the ground up with HIPAA compliance and enterprise-grade security as core requirements, not afterthoughts.

HIPAA Compliance

We're fully HIPAA compliant. Every piece of patient data is encrypted at rest and in transit, with comprehensive audit trails tracking every interaction.

How We Protect Your Data

Application-Layer Encryption Following strict HIPAA compliance protocols, we encrypt all patient data at the application layer before it ever leaves your device. This means that even our backend systems never see unencrypted PHI—everything is encrypted before transmission and remains encrypted throughout processing.

HIPAA-Compliant Database Infrastructure We use enterprise-grade, HIPAA-compliant database services with established Business Associate Agreements (BAA) in place. Our database implements Row-Level Security (RLS) with strict access policies ensuring users can only access their own data. Database providers maintain SOC 2 Type II certification and undergo regular third-party security audits.

Comprehensive Audit Logging Every interaction with patient data is logged and tracked:

  • User authentication and session management
  • Data access and modification events
  • System-level security events
  • Failed access attempts and security anomalies

Technical Safeguards

Encryption Standards

  • Data at Rest: AES-256 encryption for all stored data
  • Data in Transit: TLS 1.3 encryption for all communications
  • Application-Layer Encryption: PHI encrypted before database storage
  • Key Management: Secure key rotation and management protocols

Access Controls

  • Multi-factor authentication required for all accounts
  • Role-based access with principle of least privilege
  • Automatic session timeouts and secure logout procedures
  • Real-time monitoring of access patterns

Data Integrity

  • Cryptographic checksums to ensure data integrity
  • Version control and change tracking for all modifications
  • Automated backup verification and restore testing
  • Immutable audit logs with tamper detection

SOC 2 Type II Certification

Our infrastructure and processes meet SOC 2 Type II standards, demonstrating our commitment to security, availability, and confidentiality through independent third-party auditing.

Security Controls

Infrastructure Security

  • Web Application Firewall (WAF) protection
  • DDoS mitigation and traffic analysis
  • Network segmentation and micro-segmentation
  • Intrusion detection and prevention systems

Application Security

  • Secure coding practices and regular security reviews
  • Automated vulnerability scanning and dependency checking
  • Regular penetration testing by third-party security firms
  • Zero-trust architecture implementation

Operational Security

  • 24/7 security monitoring and incident response
  • Automated threat detection and response systems
  • Regular security assessments and compliance reviews
  • Continuous security improvement processes

Availability and Performance

Infrastructure Reliability

  • 99.9% uptime SLA with redundant systems
  • Auto-scaling infrastructure to handle demand spikes
  • Multiple availability zones for disaster recovery
  • Real-time monitoring and automated failover

Data Backup and Recovery

  • Automated daily backups with point-in-time recovery
  • Encrypted backup storage in geographically distributed locations
  • Regular restore testing and data integrity verification
  • Recovery Time Objective (RTO): 4 hours, Recovery Point Objective (RPO): 1 hour

Privacy by Design

Data Minimization and Retention

We follow strict data minimization principles:

  • Audio recordings are automatically deleted immediately after SOAP note generation
  • We retain only the final SOAP notes and essential metadata
  • Users can configure custom retention periods for their documentation
  • Complete data purging capabilities upon account termination

Audio files never persist in our systems - once your SOAP note is generated and verified, the original recording is permanently destroyed using cryptographic erasure methods.

Zero-Knowledge Architecture

Our encryption model ensures that even SOAP Note Doctor cannot access your unencrypted patient data. All PHI is encrypted on your device before transmission, processed in encrypted form, and stored encrypted.

Transparency and Control

  • Clear data handling and retention policies
  • User control over data retention periods
  • Secure data export capabilities
  • Complete data deletion upon account termination

Infrastructure and Vendors

Cloud Infrastructure

We partner exclusively with HIPAA-compliant cloud providers who maintain:

  • SOC 2 Type II certification
  • Business Associate Agreements (BAA)
  • FedRAMP authorization
  • Regular third-party security audits

Vendor Management

All third-party vendors handling PHI must provide:

  • Current HIPAA compliance certification
  • Signed Business Associate Agreements
  • Regular security assessment reports
  • Incident notification procedures

Data Processing Partners

Our AI transcription and processing services are provided through HIPAA-compliant partners with established data processing agreements ensuring PHI protection throughout the workflow.

Incident Response and Monitoring

Security Monitoring

  • Real-time security event monitoring and analysis
  • Automated anomaly detection and alerting
  • Regular security metrics reporting and analysis
  • Proactive threat intelligence integration

Incident Response

  • 24/7 incident response capability
  • Defined incident classification and escalation procedures
  • Breach notification within regulatory timeframes (72 hours)
  • Post-incident analysis and security improvement implementation

Business Continuity

  • Comprehensive disaster recovery procedures
  • Regular business continuity plan testing
  • Alternative processing site capabilities
  • Communication plans for service interruptions

Compliance Verification

Regular Assessments

  • Quarterly internal security and compliance reviews
  • Annual third-party penetration testing
  • Continuous vulnerability scanning and remediation
  • Regular compliance gap analysis and improvement planning

Documentation and Reporting

  • Comprehensive security documentation maintenance
  • Regular compliance reporting to stakeholders
  • Audit trail preservation and management
  • Incident reporting and trend analysis

Customer Data Protection

Your Responsibilities

While we provide robust security infrastructure, customers play a crucial role:

  • Maintaining strong, unique passwords and enabling MFA
  • Reporting suspected security incidents promptly
  • Following organizational data handling policies
  • Keeping software and systems updated

Our Commitments

  • Transparent communication about security practices
  • Prompt notification of any security incidents
  • Regular security updates and improvements
  • Continuous monitoring and threat assessment

Encryption Details

Client-Side Processing

All audio processing follows a secure, ephemeral workflow:

  1. Audio is captured and immediately encrypted on your device
  2. Encrypted data is transmitted via secure channels to processing systems
  3. AI processing occurs on encrypted data without full decryption
  4. SOAP notes are generated and returned in encrypted form
  5. Original audio recordings are immediately and permanently deleted
  6. Only the final SOAP note is retained according to your retention settings

This ensures that sensitive audio content has zero persistence in our infrastructure while maintaining full functionality.

Database Security

  • Row-level security (RLS) with granular access policies
  • Policy-based access control ensuring data isolation between users
  • Encrypted database connections and authentication
  • Regular database security hardening and patching
  • Database activity monitoring and alerting
  • Automated policy enforcement and compliance verification

Key Management

  • Hardware Security Module (HSM) backed key management
  • Regular cryptographic key rotation
  • Secure key escrow and recovery procedures
  • Multi-person authorization for key operations

Continuous Security Improvement

Security is an ongoing commitment, not a one-time achievement. SOAP Note Doctor maintains security through:

  • Regular security training and awareness
  • Proactive threat research and intelligence
  • Investment in emerging security technologies
  • Active participation in healthcare security communities
  • Continuous improvement based on lessons learned

We believe that transparency about our security practices builds trust and helps the entire healthcare technology ecosystem become more secure.


Security Contact Information

For security inquiries or to report security concerns:


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